Y-branch

The simplest integrated optical power splitter: one waveguide forks symmetrically into two, sending half the power each way over a broad bandwidth. Run in reverse it is a combiner whose loss depends on the relative phase of its inputs, which is exactly how a Mach-Zehnder modulator turns phase into intensity.

A Y-branch (or Y-junction) is a waveguide that widens gradually and then forks into two arms. If the fork is symmetric, the input mode splits 50:50 by symmetry alone, with no interference condition to satisfy, which is why a good Y-branch is broadband and polarization-tolerant in a way a directional coupler, whose splitting ratio beats with wavelength, is not.

Fabrication reality. The ideal Y-branch ends in an infinitely sharp tip between the two arms, and no lithography can print one. The blunted tip (on the order of 100 nm) creates a small mode mismatch, radiating a fraction of the light; typical excess insertion loss is 0.1 to 0.5 dB in silicon, with optimized compact designs around 0.3 dB. The device is also among the most widely deployed photonic components: the silica splitter chips that fan one fiber out to 32 or 64 homes in a passive optical network are trees of cascaded Y-branches.

The combiner asymmetry. Run in reverse, the Y-branch behaves less symmetrically than intuition suggests. Two inputs arriving at the junction form a superposition, and the single-mode output waveguide can carry only its symmetric part. In-phase inputs combine without loss; anti-phase inputs form the antisymmetric combination, which has no output mode to enter and radiates into the chip. Combining two incoherent or arbitrary-phase signals therefore costs an unavoidable 3 dB on average: a Y-junction is a perfect splitter but not, in general, a perfect combiner, and no passive reciprocal device can be.

The radiated light is also the operating principle of the Mach-Zehnder modulator: at the null of an MZM, the light is not absorbed anywhere; the output Y-junction couples the antisymmetric field into substrate radiation modes, and the extinguished power leaves the chip as unguided light.

Choosing among the three standard splitters:

Y-branchDirectional couplerMMI
PrincipleAdiabatic symmetryEvanescent couplingMultimode self-imaging
BandwidthVery broadNarrow; ratio drifts with wavelengthModerate
Splitting ratioFixed 50:50Any ratio, by length and gapMostly fixed ratios
Fabrication sensitivityTip loss, but ratio robustGap-criticalRobust

References: Chrostowski & Hochberg, Silicon Photonics Design (2015), Ch. 4; Zhang et al., Opt. Express 21, 1310 (2013).

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