Photonica

Fermi level

The energy at which the probability of electron occupation is 1/2 in thermal equilibrium. The reference energy that determines carrier concentrations, junction band-bending, and contact alignment in all semiconductor devices.

The Fermi level EFE_F is the energy at which the Fermi-Dirac distribution function equals 1/2 — the energy at which an electronic state has 50% probability of being occupied at thermal equilibrium. It is the central concept of semiconductor statistics and determines carrier concentrations, band alignment at junctions, and the thermal equilibrium behavior of all electronic devices.

Defining property. From the Fermi-Dirac distribution:

f(E)  =  11+exp[(EEF)/kBT],f(EF)=1/2.f(E) \;=\; \frac{1}{1 + \exp[(E - E_F)/k_B T]}, \quad f(E_F) = 1/2.

States below EFE_F are mostly occupied; states above are mostly empty. The transition width is kBT=25.9\sim k_B T = 25.9 meV at 300 K.

Equilibrium carrier concentrations. Combining the Fermi-Dirac distribution with the density of states:

n  =  Ecgc(E)f(E)dE,p  =  Evgv(E)[1f(E)]dE.n \;=\; \int_{E_c}^\infty g_c(E) f(E) \, dE, \quad p \;=\; \int_{-\infty}^{E_v} g_v(E) [1 - f(E)] \, dE.

In the non-degenerate limit (Fermi level well within bandgap, several kBTk_B T from band edges):

n  =  Ncexp[(EcEF)/kBT],p  =  Nvexp[(EFEv)/kBT].n \;=\; N_c \exp[-(E_c - E_F)/k_B T], \quad p \;=\; N_v \exp[-(E_F - E_v)/k_B T].

These are the standard formulas; together with np=ni2np = n_i^2 (mass-action law), they determine equilibrium carrier statistics.

Intrinsic Fermi level. For an intrinsic (undoped) semiconductor, the Fermi level lies near mid-gap:

EFintrinsic  =  Ec+Ev2+kBT2ln(Nv/Nc).E_F^\text{intrinsic} \;=\; \frac{E_c + E_v}{2} + \frac{k_B T}{2} \ln(N_v / N_c).

The slight offset from exact mid-gap depends on the asymmetry of conduction- and valence-band DOS. For GaAs (Nv/Nc=15N_v/N_c = 15): EFintrinsicE_F^\text{intrinsic} is shifted 36\sim 36 meV above mid-gap toward the conduction band.

Doping-controlled Fermi level.

DopingEFE_F position
IntrinsicMid-gap (approximately)
Light n-type (ND=1015N_D = 10^{15} cm⁻³ Si)Ec0.21E_c - 0.21 eV
Moderate n-type (ND=1017N_D = 10^{17} cm⁻³ Si)Ec0.09E_c - 0.09 eV
Heavy n-type (ND=1019N_D = 10^{19} cm⁻³ Si)Ec+0.04E_c + 0.04 eV (degenerate)
Light p-type (NA=1015N_A = 10^{15} cm⁻³ Si)Ev+0.21E_v + 0.21 eV
Heavy p-type (NA=1019N_A = 10^{19} cm⁻³ Si)Ev0.04E_v - 0.04 eV (degenerate)

For degenerate doping (ND>NcN_D > N_c or NA>NvN_A > N_v), the Fermi level enters the conduction band (n-type) or valence band (p-type) and the Boltzmann approximations no longer apply.

Fermi level and chemical potential. The Fermi level is the electrochemical potential of electrons. In a system without external fields, electrons flow from high EFE_F to low EFE_F until EFE_F is uniform — this is the condition of thermal equilibrium. At equilibrium, EFE_F is constant throughout the device:

  • In a p-n junction at equilibrium: EFE_F is flat; the band edges EcE_c and EvE_v bend to maintain the uniform EFE_F as doping changes
  • In a heterojunction at equilibrium: EFE_F is flat; band offsets are accommodated by additional band-bending in the depletion regions

Quasi-Fermi levels under bias. When a semiconductor is driven away from thermal equilibrium (forward bias, optical excitation), the single EFE_F splits into separate "quasi-Fermi levels" for electrons (EFnE_{Fn}) and holes (EFpE_{Fp}). Their splitting characterizes the degree of non-equilibrium and determines optical gain:

Δμ  =  EFnEFp    hνphoton.\Delta\mu \;=\; E_{Fn} - E_{Fp} \;\geq\; h\nu_\text{photon}.

This Bernard-Duraffourg condition is the formal requirement for net optical gain.

Fermi level in contacts.

Contact typeFermi level behavior
Ohmic contactEFE_F aligns smoothly with semiconductor EFE_F; minimal barrier
Schottky contactEFE_F pinned at metal-induced gap states; large barrier possible
Heavily-doped tunneling contactEFE_F above conduction band; tunneling barrier
Insulating contact (MOS, capacitor)EFE_F separated by insulator; no current flow

Fermi-level pinning at metal-semiconductor interfaces is a major design challenge for low-resistance contacts. Methods to mitigate:

  • Heavy doping at the contact (improve tunneling)
  • Selecting metals with appropriate work functions
  • Inserting transitional barrier layers
  • Compositional grading

Work function. The work function of a semiconductor is the energy difference between the Fermi level and the vacuum level:

Φ  =  χ+(EcEF),\Phi \;=\; \chi + (E_c - E_F),

where χ\chi is the electron affinity (vacuum to EcE_c). Work function is critical for:

  • Predicting Schottky barrier heights (ΦBn=ΦMχ\Phi_{Bn} = \Phi_M - \chi Schottky-Mott formula)
  • Designing heterojunction band alignment
  • Selecting contact metals
  • Photoemission spectroscopy interpretation

Hot-carrier Fermi level. Under strong injection or optical excitation, the carrier distribution can be non-thermal — characterized by an effective temperature Tc>TlatticeT_c > T_\text{lattice}. The quasi-Fermi-level concept still applies but with the elevated carrier temperature.

Fermi level in 2D materials. For 2D materials (graphene, MoS₂, etc.) and 2DEGs (modulation-doped heterostructures), the Fermi level is referenced to the 2D band structure:

  • Graphene: EFE_F can be tuned through the Dirac point; carrier density varies dramatically with EFE_F position
  • 2DEG in GaAs/AlGaAs heterostructure: EFE_F in the 2DEG plane is set by the donor depletion in the supply layer

Why Fermi level matters for photonics.

  • Laser threshold: requires quasi-Fermi-level separation >Eg> E_g at the lasing wavelength
  • Photodetector response: junction Fermi-level offset sets dark current and photocurrent
  • Modulator efficiency: index/absorption changes track quasi-Fermi-level separation
  • Solar cell efficiency: Voc=ΔEF/qV_\text{oc} = \Delta E_F / q where ΔEF\Delta E_F is the quasi-Fermi-level splitting under illumination
  • Carrier injection efficiency: alignment of metal Fermi level with semiconductor band edge determines contact resistance

Temperature dependence. The intrinsic Fermi level changes weakly with T (through the Tln(Nv/Nc)T \ln(N_v/N_c) term). For doped semiconductors at moderate doping, the Fermi level changes more strongly:

  • Ionization of dopants: EFE_F approaches the dopant energy as doping ionizes
  • Carrier statistics: EFE_F shifts toward mid-gap as TT increases ("intrinsic limit")
  • Freezeout: at low T, dopants un-ionize and EFE_F moves toward dopant level

References: Saleh & Teich, Fundamentals of Photonics (3rd ed., 2019), Ch. 16; Sze & Ng, Physics of Semiconductor Devices (3rd ed., 2007), Ch. 1 — canonical Fermi-level treatment; Pierret, Semiconductor Device Fundamentals (1996) for the comprehensive carrier-statistics derivation.