Extinction ratio (ER)
The ratio of the maximum to minimum transmitted optical power of a device or signal, in dB. Quantifies on/off contrast for modulators, filters, and switches.
The extinction ratio in decibels is
For a modulator or switch, ER measures the contrast between fully-on and fully-off states. Higher ER produces sharper switching and lower crosstalk in WDM systems.
For a ring resonator filter, ER is the extinction depth at the resonance wavelength. The depth depends on the coupling regime:
| Coupling regime | Extinction at resonance |
|---|---|
| Critical coupling () | Full extinction (in theory, dB) |
| Under-coupled () | Partial extinction |
| Over-coupled () | Partial extinction |
Real ring resonators reach 20–40 dB ER at critical coupling; achieving dB requires careful control of coupling gap, propagation loss, and absence of stray feedback.
Typical ER values:
| Device | Typical ER |
|---|---|
| Mach–Zehnder modulator (telecom) | 20 – 30 dB |
| Electro-absorption modulator | 12 – 20 dB |
| Ring resonator filter | 15 – 30 dB |
| Optical switch (MEMS) | 40 – 60 dB |
| Polarization-maintaining components | 25 – 30 dB (between principal axes) |
| Critically-coupled high- ring | dB |
For digital optical communications, ER also describes the modulated signal: . Standard telecom NRZ-OOK transmitters typically specify ER dB; higher ER improves receiver sensitivity but reduces average optical power.
Distinguishable from insertion loss: IL is the loss in the "on" state relative to input, while ER is the on-to-off contrast.
What finite extinction ratio costs a link depends on the reference convention: measured against average power it carries a classic power penalty, while OMA-referenced metrics such as TDECQ do not see it at all, a distinction the fourth experiment in the PAM4 Eye & TDECQ Explorer demonstrates.
Referenced to average power, the penalty for a linear extinction ratio is , the ratio of the average power that carries a given eye opening at finite to the power that would carry it at infinite :
| ER (dB) | Penalty (dB) | |
|---|---|---|
| 4 | 2.5 | 3.7 |
| 6 | 4.0 | 2.2 |
| 8 | 6.3 | 1.4 |
| 9 | 7.9 | 1.1 |
| 10 | 10 | 0.9 |
| 12 | 15.8 | 0.6 |
| 15 | 31.6 | 0.3 |
| 20 | 100 | 0.1 |
The same expression applies to PAM4 with taken as the outer extinction ratio (top level to bottom level), and PAM4 pays a further dB relative to NRZ at the same outer OMA because each of its three eyes is one third of the outer opening. Both penalties disappear from OMA-referenced specifications, which is why a PAM4 transmitter is specified by OMA and TDECQ and a low extinction ratio shows up only as a higher average power for the same OMA, as the explorer's experiment shows.